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The financial conduct authority fca
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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The Financial Conduct Authority (FCA)
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Retail FX
FCA Approval Expands Stratiphy's Retail Offerings with Customized Portfolios
The firm has become FCA's first approved independent wealth manager for retail client investments.
It now can offer tailored portfolios to retail investors, diverging from tradition and unlocking growth.
Wednesday, 01/05/2024 | 08:46 GMT
by
Tareq Sikder
Retail FX
FCA Acts: Kent Resident Faces £2.67M Investment Scheme Charges
The allegations center around involvement in an unauthorized investment scheme named 'Kube Trading'.
The FCA has planned to enhance transparency by divulging more about its investigations into companies earlier.
Tuesday, 23/04/2024 | 14:45 GMT
by
Tareq Sikder
Retail FX
FCA Wins Court Approval to Reclaim £1.6m from AWL and Director
AWL gathered £2.8 million through unauthorized deposits and schemes, according to the FCA.
Further court proceedings will decide how the funds from the agreement will be distributed.
Thursday, 04/04/2024 | 09:56 GMT
by
Tareq Sikder
FinTech
Alchemy Pay Invests in UK's LaPay to Expand Global Payment Solutions
LaPay holds a UK Authorised Payment Institution License regulated by the FCA.
Alchemy Pay holds regulatory licenses across four continents, totaling six licenses.
Thursday, 28/03/2024 | 16:50 GMT
by
Tareq Sikder
CryptoCurrency
LSE Opens Doors to Bitcoin and Ethereum ETN Applications
The proposed commencement date for trading these Crypto ETN securities is May 28.
The Exchange's decision hinges on the FCA's approval of base prospectuses.
Monday, 25/03/2024 | 17:49 GMT
by
Tareq Sikder
Retail FX
Regulators Tackle Debt Collection Challenges amidst Cost of Living Surge
In 2020, firms paid £570 million in compensation for treatment deficiencies.
Banks are advised to improve the treatment of small business owners in debt collection.
Monday, 18/03/2024 | 10:19 GMT
by
Tareq Sikder
Retail FX
FCA Naming Firms under Probe May “Cause Circumstances to Spiral out of Control”
Deterrence is a key factor in enforcement, but it is not a goal that stands alone.
With regard to the FCA’s initiative, deterrence will probably grow, but it comes at a price.
Tuesday, 05/03/2024 | 15:29 GMT
by
Zvi Gabbay
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FinTech
FCA Grants UK EMI Licence to Volt for Global Payment Expansion
The license advances Connect, issuing virtual accounts for account-to-account payments.
Research found that 50% of UK businesses struggle with payment processing control and visibility.
Thursday, 29/02/2024 | 09:00 GMT
by
Tareq Sikder
Retail FX
Intricacies of Regulatory Reporting: "AI Helps, but Brings Its Own Set of Challenges"
Finance Magnates talked to several regtech experts to know the nuances of regulatory reporting.
"Each regulator is putting their own spin on things... for no discernibly necessary reason," Quinn Perrott said.
Tuesday, 20/02/2024 | 13:40 GMT
by
Arnab Shome
Retail FX
FCA Alert: Organised Crime Groups Exploiting Equity Markets Raises Concerns
Suspicious trading in the UK and international equities significantly impacts market integrity.
Key indicators of OCG exploitation include clients generating STORs, pre-M&A trading, and new security trading.
Friday, 16/02/2024 | 12:03 GMT
by
Tareq Sikder
Institutional FX
Odey Asset Management Receives FCA Clearance amid Allegations of Sexual Misconduct
The inquiry into Crispin Odey and his firm was started in 2021.
In June, amidst allegations from thirteen women, the situation unfolded, leading to significant repercussions.
Tuesday, 19/12/2023 | 14:52 GMT
by
Tareq Sikder
Retail FX
Premier FX Collapse: FCA's Reply to Commissioner's Report
The regulator will not provide additional compensation to the victims for complaint delays.
All 167 customers received reimbursements, with Barclays contributing £10,076,943.75.
Monday, 18/12/2023 | 16:45 GMT
by
Tareq Sikder
Retail FX
'Double Dipping': FCA Wants Investment Platform to Cease the Controversial Practice
Many investment firms retain interest in customers' cash balances and charge fees for cash management.
UK firms have until 29 February to address the issues raised by the FCA.
Tuesday, 12/12/2023 | 08:20 GMT
by
Arnab Shome
Retail FX
Regulatory Sloth: FCA Sluggish in Adapting to Financial Market Crimes
The FCA is undergoing major reform to combat financial crime faster.
A National Audit Office report has highlighted the need to effectively manage these changes.
Monday, 11/12/2023 | 10:39 GMT
by
Damian Chmiel
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News
FCA Flags Poloniex: Affiliation with Justin Sun Raises Concerns
Platforms, including HTX, experienced four hacks in the last two months.
Despite security efforts, Poloniex will gradually resume services for more cryptocurrencies.
Thursday, 07/12/2023 | 12:46 GMT
by
Tareq Sikder
FinTech
Crypto.com Secures FCA Nod for E-Money Offerings in the UK
The firm holds licenses from the Monetary Authority of Singapore, US, France, Singapore, Australia, etc.
Its Dubai entity, CRO DAX Middle East FZE, was granted a VASP Licence by the VARA.
Monday, 04/12/2023 | 10:16 GMT
by
Tareq Sikder
Regulation
Temporary Measures: FCA Allows Investment Companies to Break Down Costs
Firms and funds are encouraged to incorporate additional details in line with the Consumer Duty.
Earlier, the organization proposed that investment firms maintain ample reserves for consumer compensation.
Thursday, 30/11/2023 | 12:22 GMT
by
Tareq Sikder
FinTech
Navigating Financial Challenges: RFX Enters Special Administration
The firm offers foreign exchange and payment services to corporate and retail customers.
Under special administration, the firm retains FCA authorization with JSAs overseeing court compliance.
Thursday, 30/11/2023 | 10:49 GMT
by
Tareq Sikder
Retail FX
FCA Implements "Polluter Pays" Rule to Safeguard Personal Investments
New reserves would cover poor advice redress.
The regulator is now starting the consultation period, which runs until March 2023.
Wednesday, 29/11/2023 | 08:14 GMT
by
Damian Chmiel
Retail FX
eToro Impersonation Scam: FCA Issues Warning on Clone Firm Deception
The FCA recommends individuals to verify financial service providers' credentials and cross-check information.
Earlier, the CNMV issued a warning against a clone firm impersonating eToro.
Monday, 20/11/2023 | 10:16 GMT
by
Tareq Sikder
Retail FX
Santander’s Shadowy Twin Triggers FCA Warning
The British regulator warns against impersonating the popular bank.
This month is another warning from the FCA about a clone firm.
Wednesday, 08/11/2023 | 10:48 GMT
by
Damian Chmiel
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CryptoCurrency
FCA Unveils Fresh Guidance amidst Crypto Marketing Turmoil in the UK
The new crypto marketing rules have been in effect in the UK for a month.
Many firms still fail to meet the requirements, so the FCA is publishing new guidance.
Thursday, 02/11/2023 | 13:31 GMT
by
Damian Chmiel
CryptoCurrency
PayPal Gains Approval to Offer Crypto Services in the UK
The organization can hold and sell crypto but cannot expand its crypto offerings.
Interactive Brokers, Bitstamp, Komainu, and PayPal are the four companies to receive FCA crypto registration.
Wednesday, 01/11/2023 | 15:21 GMT
by
Tareq Sikder
CryptoCurrency
UK Clarifies FCA’s Incoming Role in Regulating Stablecoins
The UK government is planning to propose legislation around stablecoin next year.
The FCA will have a broader oversight of the fiat-backed stablecoins.
Monday, 30/10/2023 | 10:58 GMT
by
Arnab Shome
Retail FX
FCA's Data Publication: 5% Surge in Customer Complaints in H1
The Home Finance Product Group experienced a positive reduction of 10% in complaints.
Decumulation and Pensions experienced a notable rise of 20% in complaints.
Friday, 20/10/2023 | 11:40 GMT
by
Tareq Sikder
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